Bachelor degree in Finance, Accounting, Business, Management or related degree.Administrates the Identity Theft Prevention Program.Manages and administrates the Compliance Training Program for employees and directors.Manages and Maintains First Bank’s Vendor Management Program ensuring Onboarding & Ongoing Monitoring Due Diligences are adequate based on the risk the relationship presents to First Bank. Act as liaison with regulatory examining authorities on compliance-related matters and coordinate examination activities.Support the Bank’s business areas by providing guidance and assistance in policies and procedures, training, and assessing emerging regulatory issues and potential liability exposure.Prepare and present periodic reports to the Board, or a Committee thereof, on the status of compliance related activities, initiatives or action items resulting from audits or examination findings.Ensures HMDA LAR is filed by March 1 of each year.Manages and maintains the Bank’s Customer Complaint Policy and Program and prepares the quarterly report summary to be presented to the Audit Committee.Reviews and approves all advertisements for compliance with relevant laws.Attends the Bank’s Operations and Product meetings giving special attention to new product offerings or changes in product structure and communications to customers.Review all newsletters, whitepapers and CFPB Bulletins for changes to regulations to determine what if any action needs to be taken and advise the business units on those changes.Maintains all monitoring review reports and supporting work papers to be handed over to examiners.Follows-up with management on addressing and correcting any issues identified in monitoring reviews.Acts as the point person on certain monitoring reviews that are bank-wide and not specific to a particular department (i.e.Coordinates all compliance monitoring reviews with 3rd party Compliance Consultants and internal managers.Responsible for ensuring that the Bank complies with all laws and regulations and oversees the functioning of the Bank’s Compliance Program.
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